-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oa7n3xVWr/wtHmOT3YAIpH3vD8Y3soJgNoxweGir4H/B5KkBzCNkUEXKNYyN4OOl 1UdetYZZj7hCbrC1KgQ2Hw== 0001012870-00-000757.txt : 20000215 0001012870-00-000757.hdr.sgml : 20000215 ACCESSION NUMBER: 0001012870-00-000757 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 GROUP MEMBERS: DAVID KRONFIELD GROUP MEMBERS: JK&B CAPITAL, L.P. GROUP MEMBERS: JK&B MANAGEMENT LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERWOVEN INC CENTRAL INDEX KEY: 0001042431 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943221352 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-58213 FILM NUMBER: 543257 BUSINESS ADDRESS: STREET 1: 1195 W FREMONT AVE STREET 2: STE 2000 CITY: SUNNYVALE STATE: CA ZIP: 94087 BUSINESS PHONE: 4087742000 MAIL ADDRESS: STREET 1: 1195 W FREMONT AVE STREET 2: STE 2000 CITY: SUNNYVALE STATE: CA ZIP: 94087 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JK&B MANAGEMENT LLC CENTRAL INDEX KEY: 0001106618 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 364043079 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 205 N MICHIGAN AVE SUITE 808 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3129461200 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 INTERWOVEN, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $ .001 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 46114T 10 2 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). - ----------------------- --------------------- CUSIP NO. 46114T 10 2 13G PAGE 2 OF 8 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: David Kronfield N/A - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION: 4 United States of America - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 2,578,655 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 2,578,655 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 9 2,578,655 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 11 11.3% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON: 12 IN - ------------------------------------------------------------------------------ - ----------------------- --------------------- CUSIP NO. 46114T 10 2 13G PAGE 3 OF 8 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: JK&B Management, L.L.C. 36-4043079 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION: 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 2,578,655 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 2,578,655 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 9 2,578,655 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 11 11.3% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON: 12 CO - ------------------------------------------------------------------------------ - ----------------------- --------------------- CUSIP NO. 46114T 10 2 13G PAGE 4 OF 8 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: JK&B Capital, L.P. 98-0158763 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION: 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 1,800,630 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 1,800,630 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 9 1,800,630 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 11 7.9% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON: 12 PN - ------------------------------------------------------------------------------ - ----------------------- --------------------- CUSIP NO. 46114T 10 2 13G PAGE 5 OF 8 PAGES - ----------------------- --------------------- Item 1(a). Name of Issuer: -------------- Interwoven, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: ------------------------------------------------ 1195 W. Fremont Ave., Sunnyvale CA 94087 Item 2 Item 2(a). Item 2(b). Item 2(c). Citizenship or Place of Name of Person Filing Address of Principal Business Office Organization - ---------------------------------------------------------- ------------ David Kronfeld c/o JK&B Management, L.L.C. United States 205 N. Michigan Ave. Suite 808 Chicago, IL 60601 JK&B Management, L.L.C. 205 N. Michigan Ave. Suite 808 Delaware ("JK&B Management") Chicago, IL 60601 JK&B Capital, L.P. c/o JK&B Management, L.L.C. Delaware ("JK&B Capital") 205 N. Michigan Ave. Suite 808 Chicago, IL 60601 Item 2(d). Title of Class of Securities: ---------------------------- Common Stock, $ .001 par value Item 2(e). CUSIP Number: ------------ 46114T 10 2 Item 3. Information if Statement is Filed Pursuant to Rule 13d-1(b), ----------------------------------------------------------- or 13d- 2(b) or (c): ------------------- Not Applicable. Item 4. Ownership: ---------- (a) Amount beneficially owned: - ----------------------- --------------------- CUSIP NO. 46114T 10 2 13G PAGE 6 OF 8 PAGES - ----------------------- --------------------- As of December 31, 1999, each of the following is the holder of record and beneficial holder of the number of shares of Common Stock; Record Holder Beneficial Owner David Kronfeld 0 Shares 2,578,655 Shares JK&B Management 0 Shares 2,578,655 Shares JK&B Capital 1,800,630 Shares 1,800,630 Shares David Kronfeld is deemed to own beneficially the shares held by JK&B Capital. Mr. Kronfeld disclaims ownership of the shares, except the extent of his direct pecuniary interest in the shares. (b) Percent of class: David Kronfeld 11.3% JK&B Management 11.3% JK&B Capital 7.9% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct vote: David Kronfeld 2,578,655 Shares JK&B Management 2,578,655 Shares JK&B Capital 1,800,630 Shares (ii) Shared power to vote or to direct vote: David Kronfeld 0 Shares JK&B Management 0 Shares JK&B Capital 0 Shares (iii) Sole power to dispose or to direct the disposition: David Kronfeld 2,578,655 Shares JK&B Management 2,578,655 Shares JK&B Capital 1,800,630 Shares (iv) Shared power to dispose or to direct the disposition: David Kronfeld 0 Shares JK&B Management 0 Shares JK&B Capital 0 Shares - ----------------------- --------------------- CUSIP NO. 46114T 10 2 13G PAGE 7 OF 8 PAGES - ----------------------- --------------------- Item 5. Ownership of Five Percent or Less of a Class: -------------------------------------------- Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: --------------------------------------------------------------- Not applicable Item 7. Identification and Classification of Subsidiary: ----------------------------------------------- Not applicable. Item 8. Identification and Classification of Group: ------------------------------------------ JK&B Management is the general partner of JK&B Capital. David Kronfeld is the sole managing member of JK&B Management. Item 9. Notice of Dissolution of Group: ------------------------------ Not applicable. - ----------------------- --------------------- CUSIP NO. 46114T 10 2 13G PAGE 8 OF 8 PAGES - ----------------------- --------------------- Item 10. Certification: ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 2000 /s/ David Kronfeld ------------------ David Kronfeld Date: February 11, 2000 JK&B Management, L.L.C. By: /s/ David Kronfeld --------------------------------------- David Kronfeld, Managing Member Date: February 11, 2000 JK&B Capital, L.P. By JK&B Management, L.L.C. Its General Partner By: /s/ David Kronfeld ------------------------------------ David Kronfeld, Managing Member -----END PRIVACY-ENHANCED MESSAGE-----